Israels & Neuman, PLC Investigates Gregory Pease, Formerly of Wells Fargo

Have you lost money with financial advisor Gregory T. Pease, formerly with Wells Fargo in Red Bank, New Jersey?  We are investigating allegations of customers related to Gregory Pease. Pease has been the subject of ten customer complaints. One customer complaint alleges that Greg Pease sold an unsuitable variable annuity and also traded ETFs (exchange traded funds) in the customer’s account.  Another customer alleged unsuitable churning (or excessive trading).

Gregory Pease was a registered representative of Wells Fargo from May 2012 to January 2017.  He also was registered with International Assets Advisory from December 2016 to December 2017.  He worked at a branch office in Red Bank, New Jersey.  Greg Pease is now affiliated with NobleBridge Wealth Management in Montclair, New Jersey.

Brokerage firms like Wells Fargo have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Ann Arbor, Michigan; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout New Jersey.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Wells Fargo.

Click to view:  Pease, Gregory BrokerCheck 1.1.20

If you lost money with Gregory Pease or Wells Fargo, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.