Linda Jay, formerly with Pruco Securities, Barred from Securities Industry

Have you lost money with financial advisor Linda A. Jay from East Brunswick, New Jersey?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Linda A. Jay. FINRA barred Linda Jay from the securities industry after she failed to respond to an investigation.  Jay was being investigated regarding allegations that she submitted false documentation to her brokerage firm, Pruco Securities.

Linda Jay was a registered representative and financial advisor with Pruco Securities from 2008 to November 2018.  She worked out of a branch office in East Brunswick, New Jersey.  Jay was also terminated by Pruco Securities regarding these allegations.

Broker-dealers like Pruco Securities have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view:  Jay, Linda FINRA AWC

Click to view:  Jay, Linda BrokerCheck 11.20.19

If you have lost money with Linda Jay and Pruco Securities, and want to hear about ALL legal options, CONTACT ISRAELS & NEUMAN at 720-599-3505.