Daniel Arcuri, formerly with Thrivent Investment Management, Subject of FINRA Complaint

Have you lost money with financial advisor Daniel Arcuri?  The Law Firm of Israels & Neuman is investigating allegations made about Daniel J. Arcuri, Jr. from Greensburg, Pennsylvania.  FINRA (the Financial Industry Regulatory Authority) seeks to bar Arcuri from the securities industry.  FINRA alleges that Arcuri misused customer funds and engaged in undisclosed outside business activities.

Daniel Arcuri was a financial advisor and registered representative of Thrivent Investment Management from 1992 to December 2017.  He worked in a branch office in Greensburg, Pennsylvania.  Arcuri was terminated by Thrivent Investment Management for this alleged conduct.

Brokerage firms like Thrivent Investment Management have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view:  Arcuri, Daniel FINRA Complaint

Click to view:  Arcuri, Daniel BrokerCheck 10.24.19

If you lost money with Daniel Arcuri or Thrivent Investment Management, please CONTACT US at 720-599-3505 for a free evaluation of your case.