Bryan Clark, previously with Madison Avenue Securities, Barred by FINRA

Have you lost money with financial advisor Bryan Clark?  The Law Firm of Israels & Neuman is investigating allegations made about Bryan Joseph Clark from Atascadero, California.  FINRA (the Financial Industry Regulatory Authority) barred Clark from the securities industry after Clark failed to respond to its investigation.   FINRA was investigating Clark after he allegedly sold investments without permission from his former brokerage firm, Madison Avenue Securities.  He also allegedly failed to disclose a prior bankruptcy.

Bryan Clark was a financial advisor and registered representative of Madison Avenue Securities from June 2015 to August 2018.  He was also affiliated with LPL Financial from June 2010 to May 2015.  He worked in a branch office in Atascadero, California.  Clark was the subject of three customer complaints.  Clark was also a vice president of Preservation Capital Group.

Brokerage firms like Madison Avenue Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including California.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Madison Avenue Securities.

If you lost money with Bryan Clark or Madison Avenue Securities, please CONTACT US at 720-599-3505 for a free evaluation of your case.