Have you lost money with financial advisor Regan Allen Rohl of Wells Fargo in Fargo, ND?

Israels & Neuman law firm is investigating allegations of former customers related to Regan Rohl, who worked in Wells Fargo offices in Fargo, North Dakota. Regan Rohl’s CRD report, a public record maintained by FINRA, states that Rohl has been the subject of fifteen (15) customer complaints.  The customers claim Rohl sold them unsuitable investments in private placements and energy investments (including oil and gas investments).

Regan Rohl (CRD# 1877645) has been a registered representative of Wells Fargo from March 2011 to the present.  He has worked at branch offices in Fargo, North Dakota.

Brokerage firms like Wells Fargo have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and in Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including North Dakota. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past, including Wells Fargo.

Click to view:  Regan Rohl BrokerCheck

If you lost money with Regan Rohl or Wells Fargo, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.